Securities Regulation

Course Number: 
62001
Professor: 
LaVone R. Warren

Required texts:

  • Hazen, Securities Regulation:  Cases and Materials, 8th Ed. (2009)
  • Problem & Documentary Supplement, 2009
  • 2013 Statutory Supplement Abridged Ed.

Assignments:

Mon., 8-19:  Introduction–The Regulatory Framework, pp. 1-18

Wed., 8-21:  Ch.2: Definition of a “Security”, pp. 19-47, 1933 Act  § 2(a)(1); 1934 Act § 3(a)(10)



Page last updated: Wed, 08/14/2013 - 14:54

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